Tag: Regulatory Compliance

Disciplinary and grievance procedures and how should they apply?

March 24, 2021

Issues and conflicts in the workplace are inevitable and it is important that employers have written policies and procedures in ...

May 24, 2020

For companies being investigated by trading standards, this can be a huge strain on the business. There are not only ...

May 24, 2020

When concerns are raised to the General Dental Council concerning a dentist’s fitness to practice, they have a legal duty ...

May 24, 2020

The Solicitors Regulatory Authority (‘SRA’) is a body set up for the regulation of solicitors and solicitors firms practicing in ...

April 15, 2020

Certain financial services firms such as investment firms and consumer credit need to be authorised by the FCA. The FCA ...

December 11, 2019

Director disqualification is more serious than simply losing your job. The repercussions can substantially affect other parts of your life. ...

January 17, 2019

Regulatory Compliance GDPR: TOP 10 TIPS First of all, what is GDPR? The General Data Protection Regulation (GDPR) is a ...